February 2013



Patent attorney Michael Hood (Brinks, Hofer, Gilson, & Lione) helped us understand what the new patent law means to inventors.  This law applies to patents and patent applications that contain a claim to an invention effectively filed on or after March 16, 2013.  United States Patent Office (USPTO) rules on how to implement the law are now available.
  • First Inventor to File   The date of invention no longer matters.  What matters now is the date a patent application is effectively filed at a patent office.  The inventor who files first anywhere in the world gets the first opportunity to get a patent.  So a reasonable strategy is to file provisional applications early and often as you develop your invention.
You may ask the USPTO to cancel or reject claims in a patent or patent application that are to your claimed invention if the named inventor did not invent, but derived from you knowledge of, the invention.
  •  Prior Art   The USPTO issues patents only for inventions that are new worldwide. Prior art (i.e., public disclosure of an invention before the effective filing date of a patent application claiming that invention) is evidence that an invention is not new.  Examples of prior art include a patent, published patent application, public use, and an offer to sell. 
 There are exceptions; not all prior art matters.  The law helps you avoid working against yourself.  Prior art by you, your co-inventors, or someone who learned of your invention (directly or indirectly) from you or your co-inventors, doesn’t matter for your patent application if the prior art first became available within 1 year of the effective filing date of the application.  Likewise, prior art by an inventor not named in your application doesn’t matter if,  before the effective filing date of the patent application claiming your invention, the invention disclosed both in the prior art and in your patent application were both owned by, or obligated to be assigned to, the same entity.  This feature lets an inventor file without penalty a patent application for an unfinished invention.  Realize that the law rigorously defines an invention.  Changing one small feature of your claimed invention during patent prosecution can change prior art that doesn’t matter into prior art that does matter.
  •  Filing a Patent Application       Many individual inventors will now pay 75% lower USPTO fees.  For example, the basic patent application filing fee for an inventor qualifying for the new micro entity status is $70, in contrast to the standard $280 fee or to the $140 fee for small entity status.
A company to whom an inventor assigns rights to an invention may now file a patent application for the invention.

If you need to get a patent quickly, a Track One prioritized examination will give you a decision on your application within about 12 months.  Fee: $2,400 for a small entity.
  •  Third Party Submissions   A third party may now anonymously submit documents relevant to examination of a patent application while the examination is in progress.  The party may also ask the USPTO to cancel claims of an issued patent.
Some additional advice:  Don’t submit pages of a lab notebook as a provisional application for a patent.  Such submissions will likely be challenged under 35 CFR 112 if the validity of your patent is ever challenged in court.

Thank you for this excellent presentation, Mr. Hood!